DFX Intelligence
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Registered advisor
J•••••• L•••••
Feed of 09/14/2026
Also filed as Jeffrey S Luftig
At current firm
8 y
since May 25, 2018
In the industry
22 y
since Sep 29, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 25, 2018 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 8, 2018 to Jun 5, 2018 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 18, 2017 to Dec 7, 2017 · Dallas, Tx
- P••• A••••• S••••••••• L•• BD affiliatedJul 24, 2013 to Jul 22, 2016 · Austin, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 13, 2005 to Oct 2, 2012 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 5, 2018, registered May 25, 2018 (-11 days) · Wirehouse to wirehouse · moved with a team
- M•• I•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 7, 2017, registered Jan 8, 2018 (32 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 22, 2016, registered Jan 18, 2017 (180 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to P••• A••••• S••••••••• L••left Oct 2, 2012, registered Jul 24, 2013 (295 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address