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Registered advisor
B••••••• E• E••••••• L•••
Feed of 09/14/2026
Also filed as B••••••• E.. L•••
At current firm
3 y
since Sep 22, 2022
In the industry
22 y
since Oct 29, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 22, 2022 · Greensboro, Nc
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Sep 23, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerJun 22, 2016 to Feb 17, 2021 · Greensboro, Nc
- U•• F•••••••• S••••••• I••• wirehouseJul 8, 2011 to Apr 7, 2016 · Raleigh, Nc
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 25, 2011 · Charlotte, Nc
- M••••• S•••••• • C•• L•• unclassifiedMay 11, 2007 to Jun 1, 2009 · Charlotte, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to May 25, 2007 · New York, Ny
- L••• M•••• W••• W•••••• I••••••••• unclassifiedOct 30, 2003 to Feb 21, 2006 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Sep 23, 2022, registered Sep 22, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to B••• S••••••••• L••left Apr 7, 2016, registered Jun 22, 2016 (76 days) · Other
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 25, 2011, registered Jul 8, 2011 (-17 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••left May 25, 2007, registered May 11, 2007 (-14 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
- B••••••• E• E••••••• L••• left T••••• A••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2022-09-22)Sep 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address