R••• K•••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Jun 18, 2024 · North Canton, Oh
• P•• W••••• M••••••••• BD affiliated
  Jan 15, 2016 to Dec 6, 2018 · Akron, Oh
• P•• W••••• M••••••••• BD affiliated
  May 9, 2011 to Jan 21, 2014 · Hudson, Oh
• C•••• I••••••••• S••••••• C•••• former
  Oct 21, 2008 to Mar 3, 2011 · Akron, Oh

• P•• W••••• M••••••••• to J••• M••••• S••••••••• L••
  left Dec 6, 2018, registered Jun 18, 2024 (2021 days) · Affiliated broker-dealer or bank to wirehouse
• C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••
  left Mar 3, 2011, registered May 9, 2011 (67 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address