DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Steve Kenneth Reeves
At current firm
0 y
since Sep 25, 2025
In the industry
15 y
since Jun 17, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Headinvest independent RIA currentsince Sep 25, 2025 · Portland, Me
- Valic Financial Advisors, Inc. BD affiliatedJun 6, 2016 to Apr 6, 2017 · Brentwood, Tn
- MML Investors Services, LLC BD affiliatedJan 29, 2016 to Apr 5, 2016 · Brentwood, Tn
- Suntrust Investment Services, Inc. formerNov 13, 2014 to Nov 9, 2015 · Brentwood, Tn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 27, 2012 to Oct 28, 2014 · Brentwood, Tn
- Morgan Stanley wirehouseAug 10, 2011 to Sep 5, 2012 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- Valic Financial Advisors, Inc. to Headinvestleft Apr 6, 2017, registered Sep 25, 2025 (3094 days) · Other
- MML Investors Services, LLC to Valic Financial Advisors, Inc.left Apr 5, 2016, registered Jun 6, 2016 (62 days) · Other
- Suntrust Investment Services, Inc. to MML Investors Services, LLCleft Nov 9, 2015, registered Jan 29, 2016 (81 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Suntrust Investment Services, Inc.left Oct 28, 2014, registered Nov 13, 2014 (16 days) · Other
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 5, 2012, registered Nov 27, 2012 (83 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address