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Registered advisor
A•••• J•••• W••••••
Feed of 09/14/2026
Also filed as Aenon J Wallace
At current firm
3 y
since Jul 19, 2023
In the industry
36 y
since Aug 1, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••• F•••••• I••••••••• S•••••••• L•• BD affiliated currentsince Jul 19, 2023 · Norfolk, Va
- P••• A••••• S••••••••• L•• BD affiliatedNov 28, 2018 to Jul 28, 2023 · Virginia Beach, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Oct 30, 2018 · Virginia Beach, Va
- M•• F•••••••• S•••••••• I••• formerAug 16, 2004 to Mar 25, 2017 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to N••• F•••••• I••••••••• S•••••••• L••left Jul 28, 2023, registered Jul 19, 2023 (-9 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Oct 30, 2018, registered Nov 28, 2018 (29 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
- A•••• J•••• W•••••• left P••• A••••• S••••••••• L•• for N••• F•••••• I••••••••• S•••••••• L•• (registered 2023-07-19)Jul 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address