RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• M••••• M•••••••
- T•• A•••••••• G•••• BD affiliated currentsince Apr 27, 2026 · St. Landrum, Sc
- P••• A••••• S••••••••• L•• BD affiliatedNov 9, 2015 to Apr 30, 2026 · Spartanburg, Sc
- H•••••• T••••••• • K•••• L•• independent RIAApr 1, 2013 to Oct 29, 2015 · Spartanberg, Sc
- M•• F•••••••• S•••••••• I••• formerMay 30, 2012 to Dec 13, 2012 · Greenville, Sc
- M•• F•••••••• S•••••••• I••• formerApr 16, 2008 to May 15, 2012 · Greenville, Sc
- P••• A••••• S••••••••• L•• to T•• A•••••••• G••••left Apr 30, 2026, registered Apr 27, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- H•••••• T••••••• • K•••• L•• to P••• A••••• S••••••••• L••left Oct 29, 2015, registered Nov 9, 2015 (11 days) · Other
- M•• F•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••left Dec 13, 2012, registered Apr 1, 2013 (109 days) · Other
- L••• M••••• M••••••• left P••• A••••• S••••••••• L•• for T•• A•••••••• G•••• (registered 2026-04-27)Apr 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address