DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• E•••••

N•••••••• B••••• B• L••no RAUMPrairie Village, Ks dual registrantIAPD 4717353

Feed of 09/15/2026

Also filed as Cam Emmott

At current firm

1 y

since Mar 5, 2025

In the industry

22 y

since Mar 6, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••••• B••••• B• L•• no RAUM current
since Mar 5, 2025 · Prairie Village, Ks
P••••• S••••• C•••••• M••••••••• L•• asset manager
Oct 23, 2024 to Dec 2, 2024 · Mission Woods, Ks
L•••• A••••• • C•• L•• asset manager
May 21, 2018 to Oct 4, 2024 · Leawood, Ks
W•••••• • R••• former
Oct 10, 2006 to May 20, 2016 · Overland Park, Ks
A••••••• C•••••• A••••••• S•••••••• I••• former
Mar 16, 2006 to Apr 4, 2006 · Kansas City, Mo
W•••••• • R••• former
Mar 8, 2004 to Sep 27, 2004 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

P••••• S••••• C•••••• M••••••••• L•• to N•••••••• B••••• B• L••
left Dec 2, 2024, registered Mar 5, 2025 (93 days) · Other
L•••• A••••• • C•• L•• to P••••• S••••• C•••••• M••••••••• L••
left Oct 4, 2024, registered Oct 23, 2024 (19 days) · Other
W•••••• • R••• to L•••• A••••• • C•• L••
left May 20, 2016, registered May 21, 2018 (731 days) · Other
A••••••• C•••••• A••••••• S•••••••• I••• to W•••••• • R•••
left Apr 4, 2006, registered Oct 10, 2006 (189 days) · Other
W•••••• • R••• to A••••••• C•••••• A••••••• S•••••••• I•••
left Sep 27, 2004, registered Mar 16, 2006 (535 days) · Other

Signals

C•••••• E••••• left P••••• S••••• C•••••• M••••••••• L•• for N•••••••• B••••• B• L•• (registered 2025-03-05)
Dec 2, 2024 · Advisor changed firm · fact
C•••••• E••••• left L•••• A••••• • C•• L•• for P••••• S••••• C•••••• M••••••••• L•• (registered 2024-10-23)
Oct 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address