T•••••• J•••• H•••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4717461

Feed of 09/15/2026

Also filed as T•••••• J•••• H••••••••• J• H•••••

At current firm

1 y

since Sep 23, 2025

In the industry

22 y

since May 26, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Sep 23, 2025 · Boston, Ma
C••••••••• F•••••••• N•••••• national BD
Nov 15, 2023 to Aug 26, 2025 · Boston, Ma
R•••••• J•••• • A••••••••• I••• national BD
Jun 16, 2022 to May 10, 2023 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 30, 2016 to Jun 8, 2022 · Boston, Ma
L•• F•••••••• L•• BD affiliated
Apr 25, 2013 to Feb 9, 2016 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to E•••••• A••••••• G••••• L••
left Aug 26, 2025, registered Sep 23, 2025 (28 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to C••••••••• F•••••••• N••••••
left May 10, 2023, registered Nov 15, 2023 (189 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Jun 8, 2022, registered Jun 16, 2022 (8 days) · Wirehouse to affiliated broker-dealer or bank
L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 9, 2016, registered Mar 30, 2016 (50 days) · Other

Signals

••• Locked
Aug 26, 2025 · Advisor changed firm · fact
••• Locked
May 10, 2023 · Advisor changed firm · fact
••• Locked
Jun 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address