DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••••• P••• T••••••••

T•• W••••• C••••••••• G••••independent RIASan Jose, Ca dual registrantIAPD 4718102

Feed of 09/14/2026

Also filed as N•••••• T••••••••

At current firm

13 y

since Jul 17, 2013

In the industry

22 y

since Dec 17, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/nic-tabellion-0b17919areportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

T•• W••••• C••••••••• G•••• independent RIA current
since Aug 1, 2025 · San Jose, Ca
L•• F•••••••• L•• BD affiliated current
since Jul 17, 2013 · San Jose, Ca
M•••••• A•••••• N•••••• BD affiliated
Jul 7, 2016 to Aug 19, 2025 · San Jose, Ca
S•••••••• W••••• A••••••• G•••• former
Nov 24, 2015 to Jul 7, 2016 · San Jose, Ca
W•••• F•••• A••••••• wirehouse
Aug 24, 2009 to Jul 18, 2013 · San Jose, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Sep 29, 2006 to Aug 21, 2009 · San Jose, Ca
M••••• S•••••• D• I••• unclassified
Jan 15, 2004 to Oct 2, 2006 · San Jose, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• A•••••• N•••••• to T•• W••••• C••••••••• G••••
left Aug 19, 2025, registered Aug 1, 2025 (-18 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
S•••••••• W••••• A••••••• G•••• to M•••••• A•••••• N••••••
left Jul 7, 2016, registered Jul 7, 2016 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jul 18, 2013, registered Jul 17, 2013 (-1 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Aug 21, 2009, registered Aug 24, 2009 (3 days) · Other
M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 2, 2006, registered Sep 29, 2006 (-3 days) · Other

Signals

N•••••• P••• T•••••••• left M•••••• A•••••• N•••••• for T•• W••••• C••••••••• G•••• (registered 2025-08-01)
Aug 19, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address