G•••••• F• M•••••

• M••••• S•••••• wirehouse current
  since Apr 5, 2023 · Beverly Hills, Ca
• R•• C•••••• M••••••• L•• national BD
  Feb 7, 2022 to Jan 18, 2023 · Los Angeles, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 10, 2020 to Feb 7, 2022 · Los Angeles, Ca
• W•••• F•••• A••••••• wirehouse
  Nov 4, 2016 to Nov 17, 2020 · Beverly Hills, Ca

• R•• C•••••• M••••••• L•• to M••••• S••••••
  left Jan 18, 2023, registered Apr 5, 2023 (77 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••
  left Feb 7, 2022, registered Feb 7, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 17, 2020, registered Dec 10, 2020 (23 days) · Wirehouse to wirehouse · moved with a team

• ••• Locked
  Jan 18, 2023 · Advisor changed firm · fact
• ••• Locked
  Feb 7, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address