RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z••••• K•••••••••
- C••••••••• I••••••••• L•• mixed wealth currentsince May 12, 2009 · New York, Ny
- A•• I••••••••• S•••••••• I••• asset managerJun 19, 2006 to Jun 7, 2007 · Shelton, Ct
- C••••••• • C••• I••• formerNov 6, 2003 to Dec 31, 2004 · Hicksville, Ny
- A•• I••••••••• S•••••••• I••• to C••••••••• I••••••••• L••left Jun 7, 2007, registered May 12, 2009 (705 days) · Other
- C••••••• • C••• I••• to A•• I••••••••• S•••••••• I•••left Dec 31, 2004, registered Jun 19, 2006 (535 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address