DFX Intelligence
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Registered advisor
G•••••• S•••• J•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• J•••••
At current firm
3 y
since Aug 10, 2023
In the industry
22 y
since Nov 17, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Germantown, Tn
- S••••••• F•••••••• S•••••••• I••• formerOct 7, 2015 to Aug 10, 2023 · Germantown, Tn
- S••••••• I••••••••• S•••••••• I••• formerMay 18, 2011 to Aug 8, 2012 · Germantown, Tn
- P••• A••••• S••••••••• L•• BD affiliatedJul 24, 2008 to Feb 4, 2010 · Memphis, Tn
- M•• F•••••••• S•••••••• I••• formerFeb 16, 2007 to Mar 7, 2008 · Franklin, Tn
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Aug 8, 2012, registered Oct 7, 2015 (1155 days) · Other
- P••• A••••• S••••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Feb 4, 2010, registered May 18, 2011 (468 days) · Other
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Mar 7, 2008, registered Jul 24, 2008 (139 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address