DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Alexander Leu
Feed of 09/14/2026
Also filed as Richard Alex Leu
At current firm
3 y
since Aug 9, 2023
In the industry
22 y
since Sep 2, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Axxcess Wealth Management, LLC independent RIA currentsince Aug 9, 2023 · Carlsbad, Ca
- Bridge Advisory LLC formerApr 5, 2016 to Dec 1, 2023 · Pasadena, Ca
- Creative Planning independent RIAOct 1, 2013 to Apr 1, 2016 · La Crescenta, Ca
- New England Securities Corporation formerApr 7, 2009 to Oct 7, 2013 · Pasadena, Ca
- Charles Schwab & Co., Inc. national BDNov 11, 2005 to Feb 5, 2009 · Glendale, Ca
- Morgan Stanley Dw Inc. unclassifiedSep 7, 2004 to Oct 11, 2005 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bridge Advisory LLC to Axxcess Wealth Management, LLCleft Dec 1, 2023, registered Aug 9, 2023 (-114 days) · RIA to RIA
- Creative Planning to Bridge Advisory LLCleft Apr 1, 2016, registered Apr 5, 2016 (4 days) · Other
- New England Securities Corporation to Creative Planningleft Oct 7, 2013, registered Oct 1, 2013 (-6 days) · Other
- Charles Schwab & Co., Inc. to New England Securities Corporationleft Feb 5, 2009, registered Apr 7, 2009 (61 days) · Other
- Morgan Stanley Dw Inc. to Charles Schwab & Co., Inc.left Oct 11, 2005, registered Nov 11, 2005 (31 days) · Other
Signals
- Richard Alexander Leu left Bridge Advisory Llc for Axxcess Wealth Management, Llc (registered 2023-08-09)Dec 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address