L••••• C•••

• N••••••••• I••••••••• A•••••••• L•• BD affiliated current
  since May 21, 2014 · Columbus, Oh
• C••• B•••••••• S•••••••• I••• former
  Feb 14, 2012 to Oct 8, 2012 · Waverly, Ia
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Sep 9, 2010 to Feb 2, 2012 · Edina, Mn
• C•••• I••••••••• S••••••• C•••• former
  Jul 23, 2008 to Jul 7, 2009 · Butler, Wi

• C••• B•••••••• S•••••••• I••• to N••••••••• I••••••••• A•••••••• L••
  left Oct 8, 2012, registered May 21, 2014 (590 days) · Other
• V•••• F•••••••• A•••••••• I••• to C••• B•••••••• S•••••••• I•••
  left Feb 2, 2012, registered Feb 14, 2012 (12 days) · Other
• C•••• I••••••••• S••••••• C•••• to V•••• F•••••••• A•••••••• I•••
  left Jul 7, 2009, registered Sep 9, 2010 (429 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address