DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Darrick E. Munsch
At current firm
2 y
since Jun 28, 2024
In the industry
22 y
since Dec 4, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jun 28, 2024 · Neenah, Wi
- Nicolet Wealth Management independent RIAAug 8, 2016 to Jul 1, 2024 · Green Bay, Wi
- Sii Investments, Inc. formerJun 1, 2016 to Dec 31, 2017 · Green Bay, Wi
- LPL Financial LLC BD affiliatedOct 11, 2011 to Jun 15, 2016 · Appleton, Wi
- Uvest Financial Services Group, Inc. unclassifiedOct 1, 2010 to Oct 11, 2011 · Green Bay, Wi
- Chase Investment Services Corp. formerApr 27, 2010 to Sep 8, 2010 · De Pere, Wi
Moves
a registration end followed by a registration begin elsewhere
- Nicolet Wealth Management to Edward Jonesleft Jul 1, 2024, registered Jun 28, 2024 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Sii Investments, Inc. to Nicolet Wealth Managementleft Dec 31, 2017, registered Aug 8, 2016 (-510 days) · Other · moved with a team
- LPL Financial LLC to Sii Investments, Inc.left Jun 15, 2016, registered Jun 1, 2016 (-14 days) · Other · moved with a team
- Uvest Financial Services Group, Inc. to LPL Financial LLCleft Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Uvest Financial Services Group, Inc.left Sep 8, 2010, registered Oct 1, 2010 (23 days) · Other
Signals
- Darrick Edward Munsch left Nicolet Wealth Management for Edward Jones (registered 2024-06-28)Jul 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address