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Registered advisor
G•••• J•••• L•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G•••• L•••••
At current firm
4 y
since Mar 14, 2022
In the industry
22 y
since Dec 17, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••• C•••••• F•••••••• mixed wealth currentsince Mar 14, 2022 · Overland Park, Ks
- L•• F•••••••• L•• BD affiliatedDec 15, 2016 to Mar 17, 2022 · Longwood, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 24, 2016 to Dec 16, 2016 · Kissimmee, Fl
- S••••••• I••••••••• S•••••••• I••• formerFeb 22, 2006 to Dec 16, 2016 · Oviedo, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 5, 2005 to Feb 23, 2006 · Orlando, Fl
- W•••••• • R••• formerMar 9, 2004 to May 17, 2005 · Maitland, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•••• C•••••• F••••••••left Mar 17, 2022, registered Mar 14, 2022 (-3 days) · RIA to RIA
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 16, 2016, registered Aug 24, 2016 (-114 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 16, 2016, registered Dec 15, 2016 (-1 days) · Other
- U•• F•••••••• S••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Feb 23, 2006, registered Feb 22, 2006 (-1 days) · Other
- W•••••• • R••• to U•• F•••••••• S••••••• I•••left May 17, 2005, registered May 5, 2005 (-12 days) · Other
Signals
- G•••• J•••• L••••• left L•• F•••••••• L•• for P•••• C•••••• F•••••••• (registered 2022-03-14)Mar 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address