RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J•••••• B••••
- B•••• W••••• M••••••••• L•• independent RIA currentsince Feb 22, 2017 · Petaluma, Ca
- J••••••• • B•••• W••••• M••••••••• L•• formerJan 6, 2014 to Feb 27, 2017 · Petaluma, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 25, 2009 to Jan 6, 2014 · Petaluma, Ca
- W•••• F•••• A••••••• wirehouseFeb 1, 2007 to Sep 17, 2009 · Petaluma, Ca
- M•• F•••••••• S•••••••• I••• formerOct 23, 2004 to Feb 23, 2005 · Santa Rosa, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 5, 2004 to Mar 29, 2004 · Walnut Creek, Ca
- J••••••• • B•••• W••••• M••••••••• L•• to B•••• W••••• M••••••••• L••left Feb 27, 2017, registered Feb 22, 2017 (-5 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••••••• • B•••• W••••• M••••••••• L••left Jan 6, 2014, registered Jan 6, 2014 (0 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 17, 2009, registered Sep 25, 2009 (8 days) · Other
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Feb 23, 2005, registered Feb 1, 2007 (708 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Mar 29, 2004, registered Oct 23, 2004 (208 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address