DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Dewitt Bateman

Valic Financial Advisors, Inc.BD affiliatedLas Vegas, Nvdual registrantIAPD 4737887

Feed of 09/14/2026

Also filed as Andrew Dewitt Bateman

At current firm

0 y

since Dec 1, 2025

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Valic Financial Advisors, Inc. BD affiliated current
since Dec 1, 2025 · Las Vegas, Nv
Florida Financial Advisors, LLC BD affiliated
Aug 17, 2025 to Aug 26, 2025 · Las Vegas, Nv
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 1, 2023 to May 23, 2025 · Henderson, Nv
Wells Fargo Advisors wirehouse
Apr 30, 2021 to Jun 29, 2023 · Henderson, Nv

Moves

a registration end followed by a registration begin elsewhere

Florida Financial Advisors, LLC to Valic Financial Advisors, Inc.
left Aug 26, 2025, registered Dec 1, 2025 (97 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Florida Financial Advisors, LLC
left May 23, 2025, registered Aug 17, 2025 (86 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 29, 2023, registered Aug 1, 2023 (33 days) · Wirehouse to wirehouse

Signals

Andrew Dewitt Bateman left Florida Financial Advisors, Llc for Valic Financial Advisors, Inc. (registered 2025-12-01)
Aug 26, 2025 · Advisor changed firm · fact
Andrew Dewitt Bateman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Florida Financial Advisors, Llc (registered 2025-08-17)
May 23, 2025 · Advisor changed firm · fact
Andrew Dewitt Bateman left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-08-01)
Jun 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address