RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• K•••••••
- C••••• P••••••• P••••••• independent RIA currentsince Dec 23, 2025 · Cypress, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 31, 2023 to Dec 23, 2025 · Cypress, Tx
- A•••••• A••••••• S••••••• formerOct 29, 2018 to Sep 11, 2023 · Houston, Tx
- S••••• F•••••••• G•••• I•• formerSep 1, 2016 to Nov 6, 2018 · Houston, Tx
- V•• A••••••• S••••••• formerDec 20, 2010 to Nov 2, 2016 · Worden, Il
- L•• F•••••••• L•• BD affiliatedJan 26, 2004 to Jan 3, 2011 · Houston, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• P••••••• P•••••••left Dec 23, 2025, registered Dec 23, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A•••••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2023, registered Aug 31, 2023 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••• F•••••••• G•••• I•• to A•••••• A••••••• S•••••••left Nov 6, 2018, registered Oct 29, 2018 (-8 days) · Affiliated broker-dealer or bank to another
- V•• A••••••• S••••••• to S••••• F•••••••• G•••• I••left Nov 2, 2016, registered Sep 1, 2016 (-62 days) · channel change inside one enterprise, not a move · moved with a team
- L•• F•••••••• L•• to V•• A••••••• S•••••••left Jan 3, 2011, registered Dec 20, 2010 (-14 days) · Other
- R••••• K••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• P••••••• P••••••• (registered 2025-12-23)Dec 23, 2025 · Advisor changed firm · fact
- R••••• K••••••• left A•••••• A••••••• S••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-08-31)Sep 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address