RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• F•••••• M•••••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · Fairfax, Va
- E•••••• F•••••••• S•••••••• L•• formerJul 17, 2009 to Nov 1, 2018 · Fairfax, Va
- E•••••• F•••••••• A••••••• L•• unclassifiedNov 15, 2007 to Jul 20, 2009 · Fairfax, Va
- C• W••••• M••••••••• L•• independent RIAJan 26, 2006 to Dec 31, 2006 · Vienna, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedFeb 9, 2004 to Jan 26, 2006 · Mclean, Va
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- E•••••• F•••••••• A••••••• L•• to E•••••• F•••••••• S•••••••• L••left Jul 20, 2009, registered Jul 17, 2009 (-3 days) · Other
- C• W••••• M••••••••• L•• to E•••••• F•••••••• A••••••• L••left Dec 31, 2006, registered Nov 15, 2007 (319 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C• W••••• M••••••••• L••left Jan 26, 2006, registered Jan 26, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address