DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Erik Davis
Feed of 09/15/2026
At current firm
10 y
since Aug 24, 2016
In the industry
22 y
since Mar 24, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lasalle St. Investment Advisors, L.L.C. BD affiliated currentsince Aug 24, 2016 · Elmhurst, Il
- Northland Asset Management independent RIAMay 29, 2009 to Jun 24, 2013 · Minneapolis, Mn
- Wells Fargo Advisors wirehouseJan 1, 2008 to May 29, 2009 · Rochester, Mn
- A. G. Edwards & Sons, Inc. unclassifiedApr 6, 2004 to Jan 1, 2008 · Waterloo, Ia
Moves
a registration end followed by a registration begin elsewhere
- Northland Asset Management to Lasalle St. Investment Advisors, L.L.C.left Jun 24, 2013, registered Aug 24, 2016 (1157 days) · Other
- Wells Fargo Advisors to Northland Asset Managementleft May 29, 2009, registered May 29, 2009 (0 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address