DFX Intelligence
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Registered advisor
A••••• M••••••• W•••••
Feed of 09/14/2026
At current firm
0 y
since Dec 16, 2025
In the industry
22 y
since Aug 9, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Dec 16, 2025 · Portland, Or
- W•••• F•••• A••••••• wirehouseMar 13, 2006 to Dec 8, 2025 · Portland, Or
- W•••• F•••• I••••••••• L•• unclassifiedAug 10, 2004 to Dec 19, 2005 · Springfield, Or
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Dec 8, 2025, registered Dec 16, 2025 (8 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Dec 19, 2005, registered Mar 13, 2006 (84 days) · Other
Signals
- ••• LockedDec 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address