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Registered advisor
V••• S• M••••
Feed of 09/14/2026
Also filed as V••• M•••• Jr.
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Mar 11, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Morristown, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 20, 2020 to Mar 31, 2025 · Morristown, Nj
- P•••••••• S••••••••• I••• BD affiliatedSep 16, 2014 to Aug 3, 2020 · Parsippany, Nj
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 9, 2014 to Sep 9, 2014 · Morristown, Nj
- N•• A•••••• S•••••••• L•• formerSep 14, 2007 to Jan 6, 2014 · Mt Arlington, Nj
- E•••••••• A•••••••• L•• national BDJun 24, 2004 to Sep 18, 2007 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 3, 2020, registered Aug 20, 2020 (17 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P•••••••• S••••••••• I•••left Sep 9, 2014, registered Sep 16, 2014 (7 days) · Other
- N•• A•••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 6, 2014, registered Jan 9, 2014 (3 days) · Other
- E•••••••• A•••••••• L•• to N•• A•••••• S•••••••• L••left Sep 18, 2007, registered Sep 14, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address