DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as D Tyler Heymann
At current firm
3 y
since Mar 2, 2023
In the industry
22 y
since Jan 29, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Trek Financial independent RIA currentsince Mar 2, 2023 · Scottsdale, Az
- Heritage Wealth Management, LLC formerNov 16, 2021 to Apr 7, 2023 · Phoenix, Az
- First Allied Advisory Services, Inc. formerFeb 26, 2014 to Jun 23, 2017 · San Diego, Ca
- Prism Financial Concepts formerJan 13, 2012 to Jun 22, 2022 · Scottsdale, Az
- Cambridge Investment Research Advisors, Inc. BD affiliatedJun 19, 2008 to Aug 1, 2012 · Scottsdale, Az
- Cetera Advisors LLC formerMar 28, 2006 to Jun 26, 2008 · Surprise, Az
- Questar Asset Management, Inc. formerAug 8, 2005 to Feb 24, 2006 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Heritage Wealth Management, LLC to Trek Financialleft Apr 7, 2023, registered Mar 2, 2023 (-36 days) · RIA to RIA
- Prism Financial Concepts to First Allied Advisory Services, Inc.left Jun 22, 2022, registered Feb 26, 2014 (-3038 days) · Other
- First Allied Advisory Services, Inc. to Heritage Wealth Management, LLCleft Jun 23, 2017, registered Nov 16, 2021 (1607 days) · Other
- Cambridge Investment Research Advisors, Inc. to Prism Financial Conceptsleft Aug 1, 2012, registered Jan 13, 2012 (-201 days) · Other
- Cetera Advisors LLC to Cambridge Investment Research Advisors, Inc.left Jun 26, 2008, registered Jun 19, 2008 (-7 days) · Other
- Questar Asset Management, Inc. to Cetera Advisors LLCleft Feb 24, 2006, registered Mar 28, 2006 (32 days) · Other
Signals
- David Tyler Heymann left Heritage Wealth Management, Llc for Trek Financial (registered 2023-03-02)Apr 7, 2023 · Advisor changed firm · fact
- David Tyler Heymann left Prism Financial Concepts for First Allied Advisory Services, Inc. (registered 2014-02-26)Jun 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address