DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• F•••••• G••••••
Feed of 09/14/2026
At current firm
13 y
since Aug 14, 2013
In the industry
22 y
since Feb 18, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 14, 2013 · Chicago, Il
- P•• W••••• M••••••••• BD affiliatedSep 13, 2011 to Aug 14, 2013 · Schaumburg, Il
- C•••• I••••••••• S••••••• C•••• formerMay 25, 2006 to Sep 8, 2011 · Bloomingdale, Il
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJun 4, 2004 to May 25, 2006 · Roselle, Il
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to L•• F•••••••• L••left Aug 14, 2013, registered Aug 14, 2013 (0 days) · Other
- C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••left Sep 8, 2011, registered Sep 13, 2011 (5 days) · Other
- T••••••• I••••••••• M••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 25, 2006, registered May 25, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address