RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• P••• Z••••••
- Professional profile
- linkedin.com/in/rockie-zeigler-iii-1a6b30173reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R• Z•••••• I••••••••• S••••••• state registered currentsince Oct 29, 2018 · Peoria, Il
- C••••••••• W••••• M••••••••• L•• independent RIAJan 22, 2013 to Oct 23, 2018 · Peoria Heights, Il
- L•• F•••••••• L•• BD affiliatedDec 14, 2012 to May 2, 2013 · Peoria Heights, Il
- E••••• J•••• national BDMay 23, 2007 to Dec 17, 2012 · Metamora, Il
- C••••••••• W••••• M••••••••• L•• to R• Z•••••• I••••••••• S•••••••left Oct 23, 2018, registered Oct 29, 2018 (6 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to C••••••••• W••••• M••••••••• L••left May 2, 2013, registered Jan 22, 2013 (-100 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Dec 17, 2012, registered Dec 14, 2012 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address