RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• L•••••• K•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 25, 2025 · Jacksonville, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 11, 2016 to Mar 18, 2024 · Orange Park, Fl
- S••••••• I••••••••• S•••••••• I••• formerAug 8, 2016 to Dec 31, 2016 · Orange Park, Fl
- L•• F•••••••• L•• BD affiliatedMar 31, 2014 to Jul 26, 2016 · Orange Park, Fl
- C••• B•••••••• S•••••••• I••• formerMay 7, 2013 to Mar 20, 2014 · Orange Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 25, 2012 to Apr 23, 2013 · Jacksonville, Fl
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 18, 2024, registered Nov 25, 2025 (617 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Aug 11, 2016 (-142 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Jul 26, 2016, registered Aug 8, 2016 (13 days) · Other
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 20, 2014, registered Mar 31, 2014 (11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• B•••••••• S•••••••• I•••left Apr 23, 2013, registered May 7, 2013 (14 days) · Other
- T•••••• L•••••• K••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-11-25)Mar 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address