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Registered advisor
J••• L••• C•••••
Feed of 09/14/2026
Also filed as J••• L C•••••
At current firm
8 y
since Oct 17, 2017
In the industry
19 y
since Mar 9, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 17, 2017 · Cincinnati, Oh
- I••••• F•••••••• C••••••••• formerMar 2, 2016 to Oct 17, 2017 · Cincinnati, Oh
- P•• W••••• M••••••••• BD affiliatedMay 21, 2012 to Dec 17, 2015 · Cincinnati, Oh
- S•••••••• A••••••• L•• national BDMar 17, 2009 to Apr 19, 2012 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 17, 2017, registered Oct 17, 2017 (0 days) · Other · moved with a team
- P•• W••••• M••••••••• to I••••• F•••••••• C•••••••••left Dec 17, 2015, registered Mar 2, 2016 (76 days) · Other
- S•••••••• A••••••• L•• to P•• W••••• M•••••••••left Apr 19, 2012, registered May 21, 2012 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address