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Registered advisor
R•••••• M••••• B•••••••••
Feed of 09/15/2026
Also filed as R•••••• M••••• Haley
At current firm
2 y
since Aug 5, 2024
In the industry
21 y
since Dec 31, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 5, 2024 · Charlotte, Nc
- J••• M••••• S••••••••• L•• wirehouseJul 2, 2018 to Jul 23, 2024 · Lexington, Ky
- U••• B•••••• A•••••••• L•• BD affiliatedApr 7, 2016 to Jun 19, 2018 · San Diego, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Mar 30, 2016 · Waukegan, Il
- C•••• I••••••••• S••••••• C•••• formerNov 2, 2006 to Oct 1, 2012 · St. Albans, Wv
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 23, 2024, registered Aug 5, 2024 (13 days) · Wirehouse to wirehouse
- U••• B•••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Jun 19, 2018, registered Jul 2, 2018 (13 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to U••• B•••••• A•••••••• L••left Mar 30, 2016, registered Apr 7, 2016 (8 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- R•••••• M••••• B••••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-08-05)Jul 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address