RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• M••••••
- F•••• A••••••• independent RIA currentsince Dec 9, 2015 · Edwardsville, Il
- U••• B•••••• I••••••••• I••• formerJun 1, 2012 to Dec 7, 2015 · Edwardsville, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 24, 2008 to Jun 4, 2012 · Swansea, Il
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Oct 30, 2008 · O Fallon, Il
- A• G• E•••••• • S•••• I••• unclassifiedDec 14, 2006 to Jan 1, 2008 · Fairview Heights, Il
- U••• B•••••• I••••••••• I••• to F•••• A•••••••left Dec 7, 2015, registered Dec 9, 2015 (2 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Jun 4, 2012, registered Jun 1, 2012 (-3 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 30, 2008, registered Oct 24, 2008 (-6 days) · Wirehouse to wirehouse
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address