L•••• E••• C•••••••••

• E••••• J•••• national BD current
  since Apr 24, 2009 · Clarion, Pa
• J••••• M••••••••• S•••• L•• BD affiliated
  Jun 25, 2005 to Apr 29, 2009 · Clarion, Pa
• P••••••••• I••••••••• unclassified
  Apr 18, 2005 to Jun 25, 2005 · Clarion, Pa

• J••••• M••••••••• S•••• L•• to E••••• J••••
  left Apr 29, 2009, registered Apr 24, 2009 (-5 days) · Other
• P••••••••• I••••••••• to J••••• M••••••••• S•••• L••
  left Jun 25, 2005, registered Jun 25, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address