S••••• J••••• R•••••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 14, 2022 · Westerville, Oh
• E••••• J•••• national BD
  Dec 6, 2013 to Oct 17, 2022 · Westerville, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Jul 28, 2010 to Oct 24, 2013 · Dublin, Oh
• P•••• S••••••••• L•• no RAUM
  Nov 7, 2008 to Jun 23, 2010 · Columbus, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Jun 6, 2008 · Gahanna, Oh
• B••• O•• S••••••••• C••••••••• unclassified
  Sep 1, 2004 to Jul 6, 2005 · Gahanna, Oh

• E••••• J•••• to L•• F•••••••• L••
  left Oct 17, 2022, registered Oct 14, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA
• H••••••••• F•••••••• A••••••• to E••••• J••••
  left Oct 24, 2013, registered Dec 6, 2013 (43 days) · Other
• P•••• S••••••••• L•• to H••••••••• F•••••••• A•••••••
  left Jun 23, 2010, registered Jul 28, 2010 (35 days) · Other
• C•••• I••••••••• S••••••• C•••• to P•••• S••••••••• L••
  left Jun 6, 2008, registered Nov 7, 2008 (154 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

• ••• Locked
  Oct 17, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address