R•••••• K••••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 2, 2014 · Brooklyn, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Apr 26, 2012 to Oct 7, 2014 · Bronx, Ny
• M••••• S•••••• wirehouse
  Mar 24, 2011 to Jan 6, 2012 · New York, Ny
• C•••• I••••••••• S••••••• C•••• former
  Mar 25, 2009 to Mar 15, 2011 · New York, Ny

• H••• S••••••••• •••• I••• to J••• M••••• S••••••••• L••
  left Oct 7, 2014, registered Oct 2, 2014 (-5 days) · Other
• M••••• S•••••• to H••• S••••••••• •••• I•••
  left Jan 6, 2012, registered Apr 26, 2012 (111 days) · Other
• C•••• I••••••••• S••••••• C•••• to M••••• S••••••
  left Mar 15, 2011, registered Mar 24, 2011 (9 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address