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RIA Intelligence

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Registered advisor

C••••••• T•••••••

I••••••• A••••••• S•••••••• L••mixed wealthMiami, Fl dual registrantIAPD 4754435

Feed of 09/15/2026

At current firm

3 y

since Mar 22, 2023

In the industry

21 y

since Nov 13, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A••••••• S•••••••• L•• mixed wealth current
since Mar 22, 2023 · Aventura, Fl
M••••• S•••••• wirehouse
Dec 6, 2019 to Feb 27, 2023 · Aventura, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jan 1, 2010 to Dec 19, 2019 · Coral Gables, Fl
U•• I••••••••• I••• unclassified
May 26, 2009 to Jan 1, 2010 · Coral Gables, Fl
U•• F•••••••• S••••••• I••• wirehouse
Oct 23, 2006 to May 13, 2009 · Hallandale Beach, Fl
C••••••• I••••••••• S••••••• unclassified
Nov 29, 2004 to Oct 25, 2006 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to I••••••• A••••••• S•••••••• L••
left Feb 27, 2023, registered Mar 22, 2023 (23 days) · Wirehouse to independent RIA · moved with a team
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Dec 19, 2019, registered Dec 6, 2019 (-13 days) · Wirehouse to wirehouse · moved with a team
U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••
left May 13, 2009, registered May 26, 2009 (13 days) · Other
C••••••• I••••••••• S••••••• to U•• F•••••••• S••••••• I•••
left Oct 25, 2006, registered Oct 23, 2006 (-2 days) · Other

Signals

C••••••• T••••••• left M••••• S•••••• for I••••••• A••••••• S•••••••• L•• (registered 2023-03-22)
Feb 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address