DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erik David Johnson
Feed of 09/14/2026
At current firm
10 y
since Sep 15, 2016
In the industry
22 y
since Apr 8, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Sep 15, 2016 · Mokena, Il
- Financial Engines Advisor Center, LLC formerJun 1, 2015 to Dec 1, 2016 · Orland Park, Il
- The Mutual Fund Store formerOct 4, 2011 to Jun 4, 2015 · Northbrook, Il
- Chase Investment Services Corp. formerJan 15, 2008 to Oct 27, 2010 · Franklin Park, Il
- Natcity Investments, Inc. unclassifiedJan 16, 2007 to Dec 19, 2007 · Countryside, Il
- Ameriprise Financial Services, LLC national BDApr 9, 2004 to Dec 8, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Dec 1, 2016, registered Sep 15, 2016 (-77 days) · corporate re-registration, not a move
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Jun 4, 2015, registered Jun 1, 2015 (-3 days) · Other · moved with a team
- Chase Investment Services Corp. to The Mutual Fund Storeleft Oct 27, 2010, registered Oct 4, 2011 (342 days) · Other
- Natcity Investments, Inc. to Chase Investment Services Corp.left Dec 19, 2007, registered Jan 15, 2008 (27 days) · Other
- Ameriprise Financial Services, LLC to Natcity Investments, Inc.left Dec 8, 2006, registered Jan 16, 2007 (39 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address