RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••••• A••••
- H•••••• S••••••••• I••• BD affiliated currentsince Apr 8, 2022 · Plano, Tx
- P•• W••••• M••••••••• BD affiliatedAug 18, 2021 to Apr 12, 2022 · Carrollton, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerJan 4, 2017 to Aug 17, 2021 · Irving, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 22, 2015 to Jan 3, 2017 · Fort Worth, Tx
- T• A••••••••• I••• formerApr 22, 2015 to Jan 3, 2017 · Westlake, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerAug 8, 2012 to Apr 17, 2015 · Weatherford, Tx
- C•••• I••••••••• S••••••• C•••• formerAug 3, 2010 to Jul 18, 2012 · Fort Worth, Tx
- P•• W••••• M••••••••• to H•••••• S••••••••• I•••left Apr 12, 2022, registered Apr 8, 2022 (-4 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 3, 2017, registered Apr 22, 2015 (-622 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Jan 3, 2017, registered Jan 4, 2017 (1 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 17, 2015, registered Apr 22, 2015 (5 days) · Other
- C•••• I••••••••• S••••••• C•••• to P•• M•••••• A•••••• S••••••••• I•••left Jul 18, 2012, registered Aug 8, 2012 (21 days) · Other
- J••• M••••• A•••• left P•• W••••• M••••••••• for H•••••• S••••••••• I••• (registered 2022-04-08)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address