RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• D•••••• P••••••••
- W•••••• W••••• A•••••••• I••• independent RIA currentsince Sep 11, 2017 · Lexington, Ma
- E••• C•••• A•••• M••••••••• L•• mixed wealthJul 29, 2011 to Oct 16, 2017 · Essex, Ma
- L•••••••• W••••• M••••••••• I••• formerSep 22, 2006 to Jul 19, 2011 · L••••••••, Ma
- W•••••• W••••• A•••••••• I••• independent RIAFeb 26, 2004 to Oct 11, 2006 · L••••••••, Ma
- W•••••• P••••••• C••• formerFeb 26, 2004 to Oct 11, 2006 · L••••••••, Ma
- E••• C•••• A•••• M••••••••• L•• to W•••••• W••••• A•••••••• I•••left Oct 16, 2017, registered Sep 11, 2017 (-35 days) · Other · moved with a team
- L•••••••• W••••• M••••••••• I••• to E••• C•••• A•••• M••••••••• L••left Jul 19, 2011, registered Jul 29, 2011 (10 days) · Other
- W•••••• W••••• A•••••••• I••• to W•••••• P••••••• C•••left Oct 11, 2006, registered Feb 26, 2004 (-958 days) · Other
- W•••••• P••••••• C••• to L•••••••• W••••• M••••••••• I•••left Oct 11, 2006, registered Sep 22, 2006 (-19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address