RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• W••• P••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 22, 2021 · Jacksonville, Fl
- A••••••••• F•••••••• A•••••••• I••• independent RIANov 9, 2020 to Feb 25, 2021 · Jacksonville, Fl
- E••••• J•••• national BDMar 4, 2014 to Oct 1, 2020 · Ponte Vedra, Fl
- A••••••••• F•••••••• A•••••••• I••• to O•••• W•••••• I•••left Feb 25, 2021, registered Jan 22, 2021 (-34 days) · Other
- E••••• J•••• to A••••••••• F•••••••• A•••••••• I•••left Oct 1, 2020, registered Nov 9, 2020 (39 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address