DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• F•••••••• A•••••••• I•••
Latest filing Feb 10, 2026
First filing on the tape Mar 5, 2012 · 11 filings
SEC status approved since May 27, 2021
RAUM
$182M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
95%
$173M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$26.0M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$182M as of Feb 10, 2026
Mar 5, 2012$30.6M then
HNW client RAUM$116M as of Feb 10, 2026
Mar 4, 2022$89.4M then
State-registered IARs (5.B.3)7 as of Feb 10, 2026
Mar 4, 20227 then
Employees (5.A)7 as of Feb 10, 2026
Mar 4, 20227 then
Private funds: no history
RAUM +18% over the last fiscal year+16% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $26.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $379,035derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$116M64%
- Individuals$57.4M32%
- Pension and profit-sharing plans$8.6M4.7%
- Corporations and businesses$78,7880.0%
- Individual clients
- 239reported
- HNW clients
- 97reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 480reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• C•••••• D••••••••• | Jacksonville, Fl | Jun 1, 1999 | 36 y | 1 |
| C••••••••• S••••• O••••Chartered Financial Consultant | Jacksonville, Fl | Nov 1, 2004 | 28 y | 1 |
| T•••••• A•• T•••• | Jacksonville, Fl | Jun 21, 2007 | 26 y | 0 |
| J••••• J•••• M••••••Certified Financial Planner | Jacksonville, Fl | Jan 11, 2008 | 31 y | 0 |
| B••••• A••• B•••••• | Jacksonville, Fl | Jan 30, 2008 | 22 y | 0 |
| M•••••• G• D•••• P•••• | Jacksonville, Fl | Mar 21, 2017 | 10 y | 0 |
| E••• B•••• B••••• | Jacksonville, Fl | Mar 8, 2022 | 39 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••• W••• P•••••• to O•••• W•••••• I•••Feb 25, 2021 · Other
- E••••• W••••• M••••• to F••••• F•••••••• P•••••••Oct 23, 2009 · Other
- D•••• R• E•••••••• to F••••• F•••••••• P•••••••Sep 25, 2008 · Other
Joined, latest
- A••• W••• P•••••• from E••••• J••••Nov 9, 2020 · Other
- C••••••••• S••••• O•••• from S••••••• I••••••••• I•••Nov 1, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• A•••••• C•••••• · Presidentcontrolsince 03/2005 · owns 75% or more
- M••••••• J•••••• J•••• · Vice Presidentcontrolsince 02/2009 · owns 5% to 10%
- T••••• T••••••• A•• · Chief Compliance Officercontrolsince 01/2015 · owns less than 5%
Related persons
Schedule D 7.A
- D•••• P•••• A•••••• L••real estatey
- D• B••••••••• I•••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 10, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 443 to 480Feb 13, 2025 to Feb 10, 2026
- HNW clients · 115 to 97Feb 13, 2025 to Feb 10, 2026
- Individual clients · 194 to 239Feb 13, 2025 to Feb 10, 2026
- HNW RAUM · $108M to $116MFeb 13, 2025 to Feb 10, 2026
- Individual RAUM · $38.3M to $57.4MFeb 13, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $154M to $182MFeb 13, 2025 to Feb 10, 2026
- Pension RAUM · $7.3M to $8.6MFeb 13, 2025 to Feb 10, 2026
- RAUM · $154M to $182MFeb 13, 2025 to Feb 10, 2026
- Accounts · 422 to 443Feb 26, 2024 to Feb 13, 2025
- Corporate clients · unset to 1.0Feb 26, 2024 to Feb 13, 2025
- HNW clients · 83 to 115Feb 26, 2024 to Feb 13, 2025
- Individual clients · 155 to 194Feb 26, 2024 to Feb 13, 2025
- Pension plan clients · unset to 1.0Feb 26, 2024 to Feb 13, 2025
- Financial planning clients · 0 to 0Feb 26, 2024 to Feb 13, 2025
- HNW RAUM · $100M to $108MFeb 26, 2024 to Feb 13, 2025
- Individual RAUM · $30.4M to $38.3MFeb 26, 2024 to Feb 13, 2025
- Non-discretionary RAUM · $131M to $154MFeb 26, 2024 to Feb 13, 2025
- Pension RAUM · unset to 7268720.0Feb 26, 2024 to Feb 13, 2025
- RAUM · $131M to $154MFeb 26, 2024 to Feb 13, 2025
- Accounts · 412 to 422Mar 16, 2023 to Feb 26, 2024
- HNW clients · 116 to 83Mar 16, 2023 to Feb 26, 2024
- Individual clients · 174 to 155Mar 16, 2023 to Feb 26, 2024
- HNW RAUM · $82.6M to $100MMar 16, 2023 to Feb 26, 2024
- Individual RAUM · $33.2M to $30.4MMar 16, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $117M to $131MMar 16, 2023 to Feb 26, 2024
- RAUM · $117M to $131MMar 16, 2023 to Feb 26, 2024
- Accounts · 386 to 412Mar 4, 2022 to Mar 16, 2023
- HNW clients · 98 to 116Mar 4, 2022 to Mar 16, 2023
- Individual clients · 171 to 174Mar 4, 2022 to Mar 16, 2023
- HNW RAUM · $89.4M to $82.6MMar 4, 2022 to Mar 16, 2023
- Individual RAUM · $45.5M to $33.2MMar 4, 2022 to Mar 16, 2023
- Non-discretionary RAUM · $135M to $117MMar 4, 2022 to Mar 16, 2023
- RAUM · $135M to $117MMar 4, 2022 to Mar 16, 2023
- Accounts · 363 to 386Jan 31, 2022 to Mar 4, 2022
- Advisory employees · 5 to 6Jan 31, 2022 to Mar 4, 2022
- BD registered reps · 6 to 7Jan 31, 2022 to Mar 4, 2022
- HNW clients · 64 to 98Jan 31, 2022 to Mar 4, 2022
- Individual clients · 154 to 171Jan 31, 2022 to Mar 4, 2022
- Employees · 6 to 7Jan 31, 2022 to Mar 4, 2022
- Financial planning clients · 1-10 to 0Jan 31, 2022 to Mar 4, 2022
Signals
2 dated events
- Ann Tammara Toton (Chief Compliance Officer) appeared on Schedule A of A••••••••• F•••••••• A•••••••• I•••Apr 26, 2021 · Control person joined · fact
- A••••••••• F•••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Apr 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-642-4401reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-680-5035reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- A•••••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 904-642-4401reportedpublic record, Form ADV, Feb 10, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $26.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026