DFX Intelligence
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Registered advisor
L•••••• D•••••• W•••••••
Feed of 09/15/2026
Also filed as L•••••• D•••••• P••••••••• W•••••••
At current firm
4 y
since Jan 31, 2022
In the industry
22 y
since Sep 23, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Jan 31, 2022 · Mclean, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 31, 2007 to Oct 3, 2008 · Coral Gables, Fl
- P••• A••••• S••••••••• L•• BD affiliatedJul 26, 2007 to Sep 27, 2007 · Coral Gables, Fl
- C••••••• I••••••••• S••••••• unclassifiedSep 27, 2004 to Mar 13, 2007 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Oct 3, 2008, registered Jan 31, 2022 (4868 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 27, 2007, registered Oct 31, 2007 (34 days) · Other
- C••••••• I••••••••• S••••••• to P••• A••••• S••••••••• L••left Mar 13, 2007, registered Jul 26, 2007 (135 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address