RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• T••• S••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 3, 2025 · Miami, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 4, 2019 to Feb 21, 2025 · Miami, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 18, 2013 to Sep 26, 2018 · Miami, Fl
- C••••• M••••••••• independent RIAApr 12, 2013 to Aug 22, 2013 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 21, 2007 to Jul 18, 2012 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerNov 7, 2005 to Jan 11, 2006 · Coral Gables, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Feb 21, 2025, registered Apr 3, 2025 (41 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 26, 2018, registered Feb 4, 2019 (131 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• M••••••••• to U•• F•••••••• S••••••• I•••left Aug 22, 2013, registered Sep 18, 2013 (27 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• M•••••••••left Jul 18, 2012, registered Apr 12, 2013 (268 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 11, 2006, registered Feb 21, 2007 (406 days) · Other
- B••••• T••• S•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2025-04-03)Feb 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address