DFX Intelligence
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Registered advisor
J•••• R• V•••••
Feed of 09/14/2026
Also filed as J•••• R••• V•••••
At current firm
1 y
since Jun 25, 2025
In the industry
22 y
since Jul 28, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 25, 2025 · Chicago, Il
- M••••• S•••••• wirehouseAug 13, 2012 to Jul 10, 2025 · Chicago, Il
- C••••• S••••• S••••••••• •••• L•• formerJul 28, 2004 to Mar 29, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 10, 2025, registered Jun 25, 2025 (-15 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to M••••• S••••••left Mar 29, 2006, registered Aug 13, 2012 (2329 days) · Other
Signals
- ••• LockedJul 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address