DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•• Y•
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rebecca Ye
At current firm
0 y
since Jun 26, 2026
In the industry
22 y
since Apr 3, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• C•••••• I•• state registered currentsince Jun 26, 2026 · Reno, Nv
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 6, 2024 · Boston, Ma
- S•••••••• A••••••• L•• national BDMar 13, 2018 to Jul 13, 2018 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 6, 2016 to Nov 24, 2017 · San Francisco, Ca
- P•••• S••••••••• L•• no RAUMMar 14, 2014 to Nov 25, 2015 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C••••••• C•••••• I••left Mar 6, 2024, registered Jun 26, 2026 (842 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to S•••••••• A••••••• L••left Nov 24, 2017, registered Mar 13, 2018 (109 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- P•••• S••••••••• L•• to J••• M••••• S••••••••• L••left Nov 25, 2015, registered May 6, 2016 (163 days) · Other
Signals
- W•• Y• left F••••••• P••••••• A•• W•••••••• A••••••• for C••••••• C•••••• I•• (registered 2026-06-26)Mar 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address