RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•• G• G••••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 19, 2021 · Nashville, Tn
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 29, 2017 to Jul 19, 2021 · Nashville, Tn
- I••••••••• P••••••••• I••• formerAug 2, 2011 to Mar 27, 2017 · Lawrenceburg, Tn
- V•• A••••••• S••••••• formerMar 28, 2008 to Aug 2, 2011 · Columbia, Tn
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jul 19, 2021, registered Jul 19, 2021 (0 days) · Affiliated broker-dealer or bank to wirehouse
- I••••••••• P••••••••• I••• to T••••• A••••••• S•••••••• I•••left Mar 27, 2017, registered Mar 29, 2017 (2 days) · Other
- V•• A••••••• S••••••• to I••••••••• P••••••••• I•••left Aug 2, 2011, registered Aug 2, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address