RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• J••••• Z•••••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 9, 2016 · Radnor, Pa
- G••••• A••••••• S•••••••• L•• independent RIAMar 25, 2015 to Aug 2, 2016 · Souderton, Pa
- W•••• F•••• A••••••• wirehouseFeb 8, 2011 to May 14, 2013 · Radnor, Pa
- P•• W••••• M••••••••• BD affiliatedOct 22, 2010 to Dec 20, 2010 · Philadelphia, Pa
- G••••• A••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 2, 2016, registered Aug 9, 2016 (7 days) · Other
- W•••• F•••• A••••••• to G••••• A••••••• S•••••••• L••left May 14, 2013, registered Mar 25, 2015 (680 days) · Other
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Dec 20, 2010, registered Feb 8, 2011 (50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address