RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jan 19, 2024 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseFeb 19, 2019 to Jan 30, 2024 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseAug 30, 2012 to Feb 28, 2019 · Atlanta, Ga
- W•••• F•••• A••••••• to M••••• S••••••left Jan 30, 2024, registered Jan 19, 2024 (-11 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Feb 28, 2019, registered Feb 19, 2019 (-9 days) · Wirehouse to wirehouse · moved with a team
- A••••••••• J• R•••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-01-19)Jan 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address