RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• K••• N•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Dec 18, 2024 · Denver, Co
- B•• A•••• M••••••••• C•••• otherJun 8, 2012 to Apr 24, 2015 · Chicago, Il
- M•• I••••••••• M••••••••• C•••• formerJul 29, 2010 to Jun 8, 2012 · Milwaukee, Wi
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedJan 25, 2007 to May 24, 2010 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedJun 2, 2004 to Mar 3, 2005 · Atlanta, Ga
- B•• A•••• M••••••••• C•••• to M••••• G••••• A••••••• I•••left Apr 24, 2015, registered Dec 18, 2024 (3526 days) · Other
- M•• I••••••••• M••••••••• C•••• to B•• A•••• M••••••••• C••••left Jun 8, 2012, registered Jun 8, 2012 (0 days) · corporate re-registration, not a move
- G•••••• S•••• W••••• S•••••••• L••• to M•• I••••••••• M••••••••• C••••left May 24, 2010, registered Jul 29, 2010 (66 days) · Other
- M••••• S•••••• D• I••• to G•••••• S•••• W••••• S•••••••• L•••left Mar 3, 2005, registered Jan 25, 2007 (693 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address