DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicole Schenk Wasiakowski
Feed of 09/14/2026
Also filed as Nicole Schenk
At current firm
2 y
since Jan 17, 2024
In the industry
22 y
since Aug 12, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Brightside Wealth Planning, LLC state registered currentsince Jan 17, 2024 · Center Valley, Pa
- Private Advisor Group, LLC BD affiliatedSep 22, 2022 to Jan 17, 2024 · Morristown, Nj
- LPL Financial LLC BD affiliatedSep 20, 2022 to Sep 20, 2022 · Center Valley, Pa
- Sei Investments Management Corp mixed wealthJun 5, 2007 to Sep 6, 2022 · Oaks, Pa
- Ameriprise Financial Services, LLC national BDAug 16, 2004 to Mar 12, 2007 · Center Valley, Pa
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Brightside Wealth Planning, LLCleft Jan 17, 2024, registered Jan 17, 2024 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
- LPL Financial LLC to Private Advisor Group, LLCleft Sep 20, 2022, registered Sep 22, 2022 (2 days) · RIA to affiliated broker-dealer or bank
- Sei Investments Management Corp to LPL Financial LLCleft Sep 6, 2022, registered Sep 20, 2022 (14 days) · Other
- Ameriprise Financial Services, LLC to Sei Investments Management Corpleft Mar 12, 2007, registered Jun 5, 2007 (85 days) · Other
Signals
- Nicole Schenk Wasiakowski left Private Advisor Group, Llc for Brightside Wealth Planning, Llc (registered 2024-01-17)Jan 17, 2024 · Advisor changed firm · fact
- Nicole Schenk Wasiakowski left Lpl Financial Llc for Private Advisor Group, Llc (registered 2022-09-22)Sep 20, 2022 · Advisor changed firm · fact
- Nicole Schenk Wasiakowski left Sei Investments Management Corp for Lpl Financial Llc (registered 2022-09-20)Sep 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address