RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•••• O•••••••
- S••••••••• C•••••• A••••••• independent RIA currentsince Mar 6, 2026 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedApr 27, 2022 to Feb 27, 2026 · Alpharetta, Ga
- W••••••••• W••••• M••••••••• L•• independent RIAMar 16, 2022 to Mar 19, 2026 · Bluffton, Sc
- W••••••••• W••••• M••••••••• L•• to L•• F•••••••• L••left Mar 19, 2026, registered Apr 27, 2022 (-1422 days) · RIA to RIA
- L•• F•••••••• L•• to S••••••••• C•••••• A•••••••left Feb 27, 2026, registered Mar 6, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
- D••••• J•••• O••••••• left W••••••••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2022-04-27)Mar 19, 2026 · Advisor changed firm · fact
- D••••• J•••• O••••••• left L•• F•••••••• L•• for S••••••••• C•••••• A••••••• (registered 2026-03-06)Feb 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address