RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D•••• J•••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Feb 3, 2026 · Huntsville, Al
- C••••••••• F•••••••• N•••••• national BDMar 6, 2019 to Feb 4, 2026 · Huntsville, Al
- C••• B•••••••• S•••••••• I••• formerJan 4, 2017 to Mar 28, 2019 · Homewood, Al
- P•••• S••••••••• L•• no RAUMNov 6, 2014 to Nov 23, 2016 · Atlanta, Ga
- F•••••••• A••••••• G•••• L••••• independent RIAMar 15, 2012 to Nov 12, 2012 · Gig Harbor, Wa
- M•• F•••••••• S•••••••• I••• formerJun 25, 2008 to Sep 16, 2011 · Ridgeland, Ms
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 10, 2007 to Jun 17, 2008 · Ridgeland, Ms
- C••••••••• F•••••••• N•••••• to J• W• C••• A•••••••• I•••left Feb 4, 2026, registered Feb 3, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••• B•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Mar 28, 2019, registered Mar 6, 2019 (-22 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••left Nov 23, 2016, registered Jan 4, 2017 (42 days) · Other
- F•••••••• A••••••• G•••• L••••• to P•••• S••••••••• L••left Nov 12, 2012, registered Nov 6, 2014 (724 days) · Other
- M•• F•••••••• S•••••••• I••• to F•••••••• A••••••• G•••• L•••••left Sep 16, 2011, registered Mar 15, 2012 (181 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Jun 17, 2008, registered Jun 25, 2008 (8 days) · Other
- J••••• D•••• J••••• left C••••••••• F•••••••• N•••••• for J• W• C••• A•••••••• I••• (registered 2026-02-03)Feb 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address